Graduate Certificate in Financial Regulatory Compliance

Drexel University Kline School of Law’s Graduate Certificate in Financial Regulatory Compliance focuses on financial regulatory structure and the industry’s extensive compliance requirements. It is designed for those who seek careers managing mutual funds, hedge funds, and other investments.

Courses cover auditing, investigating, reporting, and risk assessment, as well as regulations for investment advisors and companies, preparing you for in-demand compliance positions at both large and small financial institutions.

Drexel also offers a Master of Legal Studies with a concentration in Financial Regulatory Compliance.

Program Features

• Available entirely online, with courses taught by award-winning professors from Drexel University's Thomas R. Kline School of Law
• Coursework malleable to your professional goals
• Special tuition plans for employees and members of partner organizations
• Utilize the Kline Graduate Programs Virtual Career Office which is dedicated to helping you reach your career goals via access to job postings, a virtual career classroom, and one-on-one coaching with faculty and alumni

REQUEST MORE INFORMATION

Learn more about the program by completing the Request More Information form.

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Archived Webinar

• Online Open House: MLS and Legal Studies Certificates

State restrictions may apply to some programs.